Question:

How SECP monitors Members of the stock exchanges?

by Guest9543  |  12 years, 9 month(s) ago

0 LIKES UnLike

My query is, How SECP monitors Members  of   the  stock exchanges?

 Tags: exchanges, monitors, SECP, stock

   Report

1 ANSWERS

  1. Guest2630
    SECP monitors by   issuing and  renewing certificates  of registration to  brokers
    By issuing and renewing certificates  of  
    registration to agents Redressing  investor  complaints  received against  the brokers ,  agents  and stock exchanges Monitoring and  initiation of  actions against  
    unregistered brokerage houses

Sign In or Sign Up now to answser this question!

Question Stats

Latest activity: 13 years, 3 month(s) ago.
This question has 1 answers.

BECOME A GUIDE

Share your knowledge and help people by answering questions.