Question:

How SECP monitors Members of the stock exchanges?

by Guest9543  |  12 years, 8 month(s) ago

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My query is, How SECP monitors Members  of   the  stock exchanges?

 Tags: exchanges, monitors, SECP, stock

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  1. Guest2630
    SECP monitors by   issuing and  renewing certificates  of registration to  brokers
    By issuing and renewing certificates  of  
    registration to agents Redressing  investor  complaints  received against  the brokers ,  agents  and stock exchanges Monitoring and  initiation of  actions against  
    unregistered brokerage houses

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