Question:

How SECP monitors Specialized Companies?

by Guest7889  |  12 years, 10 month(s) ago

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I want to know, How SECP monitors Specialized Companies?

 Tags: Companies, monitors, SECP, specialized

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1 ANSWERS

  1. Guest2861
    SECP monitors Specialized Companies By  providing no-objection certificates   for  
    formation of  an NBFC Issuing and  renewing  licenses to AMCs to provide As set  Management  Services  and  IAs to provide  Investment  Advisory  Services By registering open-end and closed-end mutual funds
    Monitoring, Inspection and Examining business operation and  financial soundness Initiating enforcement actions

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