Question:

What are the rights and responsibilities of first time KSE investor?

by Guest6886  |  12 years, 9 month(s) ago

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Before I take investment advice from anyone or hand over any money to KSE I want to know the responsibilities for my first time investment in KSE.

 Tags: investor, KSE, Responsibilities, Rights, time

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1 ANSWERS

  1. Guest1598
    All firms who conduct investment business and who deal with the public, whether they are mutual funds, investment companies, stockbrokers or independent advisers, must be authorized by the Pakistan’s regulator, the Security Exchange Commission of Pakistan (SECP). These firms have to prove to the SECP that they are competent, financially sound and treat their customers fairly. If you have received any advice, the firm must make sure that any recommendations are suitable for you.

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