What is the risk management of KSE Pakistan?

1 ANSWERS

1. Guest9981
   

   System Audit of brokers in order to ensure compliance with the regulatory framework.
       * Continuous regulatory audit of systems and brokers to ensure compliance with regulations and code of corporate governance.
       * To be an assurance and consulting activity.
       * To ensure that internal processes are being self-regulated and code of ethics and corporate governance is being adhered to
       * Evaluating and improving the effectiveness of controls and governing processes.
       * Conducting periodic audits of Financial reporting, Information systems and compliance with relevant tax laws and regulations.
       * Development of Audit Committee Charter and Internal Audit Charter.
       * Development of Internal Audit Framework.
       * Development of an audit plan for 12 months, covering all major auditable activities of the exchange.
       * Continuous system audit of brokers.

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